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Regulation NMS
Results: 1042

#	Item
991	Final Rule: Risk Management Controls for Brokers or Dealers with Market Access Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-03 17:41:23 Investment Stock market United States Securities and Exchange Commission United States securities law Self-regulatory organizations Securities Exchange Act Broker-dealer Regulation NMS Short Financial economics Financial markets Finance
992	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]June 3, 2014 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule C Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-04 10:22:25 Securities Exchange Act Financial regulation Finance U.S. Securities and Exchange Commission New York Stock Exchange Regulation NMS United States Net capital rule United States Securities and Exchange Commission United States securities law 73rd United States Congress
993	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]June 5, 2014 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amendi Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-06 08:16:26 Financial system Finance United States securities law Regulation NMS Securities Exchange Act National best bid and offer Market data New York Stock Exchange U.S. Securities and Exchange Commission Financial markets United States Securities and Exchange Commission Financial economics
994	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR- C2[removed]March 24, 2014 Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Propo Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-03-25 08:10:38 Financial system Options Price Reporting Authority Market data Securities Exchange Act Regulation NMS Market depth Short Financial markets Financial economics Finance
995	Request for Extension of Exemptive Order Pursuant to Rule 612(c) of Regulation NMS Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-01 10:34:11 Investment Business United States Securities and Exchange Commission Economy of the United States Short selling New York Stock Exchange Regulation NMS Euronext Securities Exchange Act Financial markets Financial economics NYSE Euronext
996	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-04-19 09:42:16 Investment Stock market United States Securities and Exchange Commission Regulation NMS Flash trading Market maker Options Price Reporting Authority Chicago Board Options Exchange NASDAQ Financial markets Financial economics Finance
997	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]April 17, 2014 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-18 06:04:28 Securities Exchange Act Regulation NMS New York Stock Exchange Federal Rules of Civil Procedure U.S. Securities and Exchange Commission Economy of the United States United States Financial regulation United States Securities and Exchange Commission United States securities law 73rd United States Congress
998	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MIAX[removed]July 8, 2014 Self-Regulatory Organizations: Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-09 08:48:48 Investment United States Securities and Exchange Commission Financial services Stock market Securities Exchange Act Dodd–Frank Wall Street Reform and Consumer Protection Act Regulation NMS Short Broker-dealer Financial economics Finance Financial markets
999	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ISE[removed]March 20, 2014 Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing of Proposed Rule Change Related to Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-03-21 08:15:16 Finance Financial system International Securities Exchange Mathematical finance Financial risk Market maker Algorithmic trading Regulation NMS Market risk Financial markets Financial economics United States Securities and Exchange Commission
1000	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]November 13, 2013 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Cha Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-14 08:09:30 Business United States Philadelphia Stock Exchange NASDAQ Rebate NYSE Arca Day trading Regulation NMS Chicago Board Options Exchange Economy of the United States United States Securities and Exchange Commission Self-regulatory organizations

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